Investment Management Agreement Template

This investment management agreement template has 7 pages and is a MS Word file type listed under our legal agreements documents.

Sample of our investment management agreement template:

INVESTMENT MANAGEMENT AGREEMENT This Investment Management Agreement (the "Agreement") is made and effective this [DATE], BETWEEN: [CLIENT NAME] (the "Client"), an [individual/company] with its principal place of business located at: [YOUR COMPLETE ADDRESS] AND: [MANAGER NAME] (the "Manager"), an investment management firm organized and existing under the laws of the [State/Province] of [STATE/PROVINCE], [COUNTRY], with its principal place of business located at: [COMPLETE ADDRESS] WHEREAS, the Client desires to engage the Manager to provide investment management services under the terms and conditions set forth herein; WHEREAS, the Manager agrees to provide such services to the Client in accordance with the terms and conditions of this Agreement; IT IS HEREBY AGREED THAT: SCOPE OF SERVICES 1.1 The Manager agrees to manage the investment portfolio of the Client (the "Portfolio") in accordance with the Client's investment objectives, policies, and restrictions as set forth in Exhibit A. [Attach detailed investment policy statement.] 1.2 The Manager will provide the following services: a. Develop and implement an investment strategy tailored to the Client's objectives. b. Make investment decisions on behalf of the Client, including the purchase and sale of securities. c. Monitor the performance of the Portfolio and provide regular performance reports to the Client. d. Rebalance the Portfolio as necessary to maintain alignment with the Client's investment objectives. e. Provide the Client with access to investment research and market analysis. AUTHORITY 2.1 The Client grants the Manager discretionary authority to manage the Portfolio, including the authority to make investment decisions without prior consultation with the Client. 2.2 The Manager agrees to act in the best interests of the Client and in accordance with the investment objectives and policies set forth in Exhibit A. TERM 3.1 The term of this Agreement shall commence on [START DATE] and continue until [END DATE], unless terminated earlier in accordance with this Agreement. 3.2 Either Party may terminate this Agreement by providing [NUMBER OF DAYS] days' written notice to the other Party. 3.3 In the event of termination, the Manager will cooperate with the Client to ensure a smooth transition of the Portfolio to the Client or a new investment manager. COMPENSATION 4.1 The Client agrees to pay the Manager an annual management fee of [PERCENTAGE]% of the Portfolio's assets under management, payable as follows: [PAYMENT TERMS]. 4.2 The Manager will calculate and invoice the management fee on a [MONTHLY/QUARTERLY] basis, based on the average market value of the Portfolio during the billing period. 4.3 The Client agrees to pay each invoice within [NUMBER OF DAYS] days of receipt. 4.4 Late payments will incur a late fee of [LATE FEE AMOUNT] or [PERCENTAGE]% per month until paid in full. CLIENT RESPONSIBILITIES 5.1 The Client agrees to provide the Manager with all necessary information regarding the Client's financial situation, investment objectives, and risk tolerance. 5.2 The Client agrees to promptly notify the Manager of any changes to the Client's financial situation or investment objectives that may affect the management of the Portfolio. 5.3 The Client acknowledges that investment decisions made by the Manager are based on information provided by the Client and the Client's investment objectives and policies. CONFIDENTIALITY 6.1 The Manager agrees to maintain the confidentiality of all proprietary and confidential information of the Client, both during and after the term of this Agreement. 6.2 The Manager will not disclose any confidential information to third parties without prior written consent from the Client. 6.3 The obligations of confidentiality will survive the termination of this Agreement. COMPLIANCE WITH LAWS 7.1 The Manager agrees to comply with all applicable laws and regulations in the performance of its duties under this Agreement. 7.2 The Manager will obtain and maintain all necessary licenses and permits required for the provision of investment management services. INDEMNIFICATION 8